Compliance Agents

Every check is answered by a set of specialist agents, each responsible for one body of rules. The agents that run depend on the industries your workspace has selected and, for financial services, on the review scopes you choose per request. Agents are added regularly. Always use GET /agents to discover the set available to your workspace rather than hardcoding ids.

Financial services

Six specialists, one per review scope. In a check they are selected with reviewScopes on POST /compliance/check or POST /compliance/check-video. Each runs against the governed corpus for its scope and reports how it finished in the response’s agentsRun.

Review scope	`agentId`	What it checks
`financial_promotion`	`fs-compliance-financial-promotion`	Financial promotions, product and fund disclosures, and conduct rules for marketing to retail and professional clients
`advisory_suitability`	`fs-compliance-advisory-suitability`	Investment advice, suitability and appropriateness, portfolio management, and the advice / guidance boundary
`credit_servicing`	`fs-compliance-credit-servicing`	Credit origination, creditworthiness, pre-contract information, adverse-action notices, servicing and debt collection
`markets_trading`	`fs-compliance-markets-trading`	Order execution and best-execution disclosures, transaction reporting, market abuse, research and investment recommendations
`financial_crime`	`fs-compliance-financial-crime`	KYC and customer due diligence, AML/CFT, fraud and scam prevention, sanctions obligations
`ai_governance`	`fs-compliance-ai-governance`	AI governance, model risk, automated decision-making and cyber-resilience obligations

Coverage is US, EU and UK for every scope, plus China and India for financial promotions. Tell the specialists what they are reading with contentKind (for example advice_letter, adverse_action_notice, kyc_onboarding) and, where it matters, which regulated actor the check is for with regulatedActors.

Direct invocation. Only fs-compliance-financial-promotion can be called through POST /agents/{agentId} today. The other five return 400 review_scope_not_enabled on direct invocation and run as part of a full check. financial-services-compliance is an older alias of the promotion agent that is still accepted.

Pharma and healthcare

Agent	`agentId`	What it checks
Pharma & Healthcare Compliance	`pharma-healthcare-compliance`	Advertising and promotion of medicines and devices, disclosure and fair-balance rules, industry codes, digital-health obligations and health-specific privacy across US, EU, UK and India

Set regulatedActor (for example manufacturer, provider, pharmacy, HCP, telehealth_provider) so only rules that bind that actor can drive a blocking finding. It defaults to advertiser.

Media and advertising

Agent	`agentId`	Phase	Input	What it checks
AI Laws	`ai-laws`	1	Text	AI-content laws — disclosure, watermarking, transparency (EU AI Act Art. 50, California SB 942, Deep Synthesis Provisions, IT Rules, ELVIS Act, etc.)
Advertising Law	`advertising-law`	2	Text	Claim substantiation, endorsement rules, comparative advertising, targeting restrictions
Platform Policy	`platform-policy`	2	Text	YouTube, Instagram, Facebook, TikTok, LinkedIn, Douyin, Weibo policies
Metadata & Labeling	`metadata-labeling`	3	Text	C2PA Content Credentials, AI disclosure labels, machine-readable provenance
Rights Clearance (Text)	`rights-clearance-text`	3	Text	Celebrity references, trademarks, copyrighted characters, music licensing, voice cloning
Rights Clearance (Image)	`rights-clearance-image`	3	Image	Restricted categories (alcohol, weapons, tobacco, gambling, pharmaceuticals, financial products), content safety (adult / violence / racy), brand logos, stock-agency watermarks, C2PA metadata. See the Restricted Categories guide.
Video Compliance Check	`compliance-check-video`	async	Video	Restricted categories, content safety, on-screen text (burned-in disclaimers, `#ad` labels), spoken-audio claims, brand logos, watermarks, AI provenance — orchestrated async pipeline via `POST /v1/compliance/check-video`. Findings carry timestamped `evidenceIds` and `timelineLocation` so clients can jump to the offending second.
Compliance Score	`compliance-score`	4	All	Deterministic scoring from all checks

Cross-industry rules

Privacy, rights and IP, AI-disclosure law and ad-platform policy are applied to every workspace whatever its industries. Company policies and brand assets published from the dashboard are applied alongside them.

Reading `agentsRun`

When a check runs financial-services specialists, the response lists each one with an outcome:

`outcome`	Meaning
`completed`	Ran and produced findings
`completed_no_findings`	Ran and found nothing to report
`not_applicable`	Skipped because nothing in the artifact triggered it
`failed_required`	A required specialist failed; the check is HOLD with `decisionReasons: ["required_review_incomplete"]`
`failed_optional`	An optional specialist failed; the decision stands on the others
`insufficient_evidence`	The artifact did not give it enough to assess

A failure carries a reason. legal_context_unavailable means the scope’s corpus is not yet being served for your workspace.

Invoking a single agent

Call any discoverable agent directly via POST /agents/{agentId} when you only need one aspect re-checked. See the Individual Agents guide.

Getting Started

Running Checks

Concepts

LLM Skill

Text, Documents & Images

Compliance Agents

Compliance Agents

Financial services

Pharma and healthcare

Media and advertising

Cross-industry rules

Reading `agentsRun`

Invoking a single agent

​Compliance Agents

​Financial services

​Pharma and healthcare

​Media and advertising

​Cross-industry rules

​Reading agentsRun

​Invoking a single agent

Compliance Agents

Financial services

Pharma and healthcare

Media and advertising

Cross-industry rules

Reading `agentsRun`

Invoking a single agent